5001000000
CN → USAI Analysis
Product Description
The product in question is raw sericultural silk cocoons (Bombyx mori cocoons) specifically selected and graded for reeling (filament extraction) processes. These cocoons are intended for industrial silk reeling, where the continuous silk filament is unwound from the cocoon to produce raw silk yarn. Unlike cocoons destined for spinning (which are cut and processed into staple fiber), these are high-quality, intact cocoons with uniform thickness and minimal damage, ensuring efficient reelability and high filament yield. They typically undergo sorting by size, color, and structural integrity before shipment and are supplied in standardized bales, often treated or dried to prevent degradation during storage and transport.
Harmonized System (HS) Classification
- HS Code: 5001.00.00.00
- Description: "Silkworm cocoons fit for reeling"
- Chapter: 50 – Silk
- Heading: 50.01 – Silkworm cocoons fit for reeling
- Subheading: 5001.00 – Silkworm cocoons fit for reeling
- National Breakdown: .00.00 (U.S. 10-digit tariff schedule; other countries may use 8 or 12 digits)
Applicable Tariff Rates (2024 U.S. Import Duty Rates)
Under the United States Harmonized Tariff Schedule (HTSUS):
- General Rate (Column 1 – Normal Trade Relations): 5.6% ad valorem
- Most-Favored-Nation (MFN) Rate: 5.6% ad valorem (applies to WTO member countries, including China, India, Thailand, Vietnam, etc.)
- Non-MFN Rate: Significantly higher (often 100% or more) for non-WTO, non-trade agreement countries (rarely applicable today)
- Country-Specific Surcharges:
- Section 232 (Steel/Aluminum): Not applicable (silk is not steel/aluminum)
- Section 301 (China-specific tariffs): As of 2024, certain silk products from China may be subject to additional duties under Section 301, but raw silkworm cocoons (5001.00.00.00) were generally excluded from the 2018–2024 List 1–4A/B duties. However, buyers must verify current enforcement via the U.S. Trade Representative (USTR) website, as exceptions or new listings can occur.
- Antidumping (AD) / Countervailing (CVD) Duties: No active AD/CVD orders on raw silk cocoons (5001.00.00.00) as of 2024.
Note: Tariff rates may vary slightly by country of origin due to free trade agreements (e.g., USMCA, ASEAN). For example, cocoons originating from Cambodia, Laos, or Myanmar may qualify for duty-free entry under ASEAN–U.S. or other bilateral arrangements if rules of origin are met.
Duty Breakdown (Example: Import of 1,000 kg of Cocoons from China)
Assume:
- Import Value (CIF): $5,000 (Cost + Insurance + Freight)
- Applicable Duty Rate: 5.6% (MFN)
- Additional Section 301 surcharge: $0 (assumed not applicable to this subheading in 2024)
- Merchandise Processing Fee (MPF): 0.3464% of declared value (min $27.23, max $538.35)
- Harbor Maintenance Fee (HMF): 0.125% of FOB value (if applicable; typically on ocean freight)
Calculation:
- Basic Duty: $5,000 × 5.6% = $280.00
- MPF: $5,000 × 0.3464% = $17.32 (below minimum threshold; charged at $27.23)
- HMF: Assume FOB = $4,800 → $4,800 × 0.125% = $6.00
Total Estimated Duties & Fees:
$280.00 (Duty) + $27.23 (MPF) + $6.00 (HMF) = $313.23
Effective Duty Rate: ~6.26% of import value.
Note: Actual fees depend on port of entry, freight terms, and exact valuation methods.
Trade Regulations & Compliance Requirements
1. Country of Origin Documentation:
- Certificate of Origin may be required for preferential tariff treatment under FTAs.
- For China-origin goods, a "Certificate of Compliance" may be requested under U.S. Customs and Border Protection (CBP) enforcement guidelines.
- Phytosanitary Requirements:
- Silkworm cocoons are live animal products (or derived from them) and may require a Phytosanitary Certificate issued by the exporting country’s National Plant Protection Organization (NPPO), certifying freedom from pests (e.g., Nosema bombycis, Beauveria bassiana).
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USDA Animal and Plant Health Inspection Service (APHIS) regulations (9 CFR Part 319) apply; importers must obtain a permit if cocoons are for research or propagation. For commercial reeling, phytosanitary clearance is typically required to prevent disease spread.
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FDA & Chemical Regulations:
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While cocoons are not food, if treated with fungicides or chemicals, they must comply with EPA pesticide registration requirements (FIFRA) and FDA food-contact regulations if used in downstream textile processing.
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Labor & Ethical Compliance:
- Under the U.S. Tariff Act of 1930 (Section 307), importers must certify that goods were not produced with forced labor. Silk cocoons may be subject to enhanced scrutiny due to reported labor issues in some Asian silk-producing regions (e.g., Xinjiang, China).
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Importers should maintain supply chain due diligence records (e.g., supplier audits, traceability documentation).
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Customs Bond & Entry Filing:
- A continuous or single-entry customs bond is required for U.S. importation.
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Electronic Entry Summary (CBP Form 7501) must be filed within 15 days of arrival.
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Voluntary Standards & Certifications:
- Some importers seek certifications like:
- Silk Mark® (authenticity guarantee)
- Global Organic Textile Standard (GOTS) – for organically raised silkworms (if applicable)
- Responsible Wool Standard (RWS) analogues for silk – emerging ethical sourcing frameworks.
Recommendations for Importers
- Verify current Section 301 applicability via USTR's "Section 301 Investigations: Exclusions and Actions" database.
- Engage a licensed customs broker to ensure accurate classification and compliance with phytosanitary protocols.
- Maintain full traceability from cocoon farm to reeling mill to satisfy CBP’s enhanced due diligence for high-risk commodities.
- Consider applying for a Binding Ruling from CBP (19 CFR 177) for future imports to lock in classification and duty liability.
Disclaimer: Tariff rates and regulations are subject to change. Always consult the latest HTSUS, CBP rulings, and official government sources before importing.